Michael Andrew Mc Coy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Andrew Mc Coy, a licensed former licensee with CE reference AAF167. This person has 13.9 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2014-11-12 | 2019-12-31 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-11-12 | 2019-09-24 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-10-12 | 2014-11-12 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-10-12 | 2014-11-12 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2012-10-12 | 2019-12-31 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-03 | 2012-10-12 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-09-03 | 2012-10-12 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-22 | 2009-09-02 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-07-12 | 2009-01-01 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-07-12 | 2009-01-01 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2006-07-12 | 2009-01-01 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-10-03 |
| CLSA Futures Limited 里昂期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-10-03 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-10-03 |
| CLSA Futures Limited 里昂期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2003-10-03 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-03 |
| CLSA Futures Limited 里昂期貨有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-10-03 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-10-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael Andrew Mc Coy during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.