Desmond Luk Por Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Desmond Luk Por Liu (廖淥波), a licensed Representative with CE reference AAE569. Currently licensed at 2 firm(s): Kingsway Financial Services Group Limited, Kingsway SW Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.7 years of SFC licence history. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2026-07-17 | present |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2026-07-17 | present |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
Rep | Type 9 - Asset management | 2026-07-17 | present |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 1 - Dealing in securities | 2026-03-12 | 2026-05-07 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 4 - Advising on securities | 2026-03-12 | 2026-05-07 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 9 - Asset management | 2026-03-12 | 2026-05-07 |
| One Heritage Capital Management Limited 太一資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-02-27 | 2024-04-30 |
| One Heritage Capital Management Limited 太一資本管理有限公司 |
Rep | Type 9 - Asset management | 2024-02-27 | 2024-04-30 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2017-11-24 | 2024-01-19 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
RO | Type 4 - Advising on securities | 2017-11-24 | 2024-01-19 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
RO | Type 9 - Asset management | 2017-11-24 | 2024-01-19 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-03-01 |
| Jefferies Bache (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-03-01 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-03-01 |
| Jefferies Bache (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | Pre-2003 | 2004-12-07 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-12-07 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-03-01 |
| Jefferies Bache (Hong Kong) Limited | RO | Type 9 - Asset management | Pre-2003 | 2004-12-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Desmond Luk Por Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.