Kim Ling Shun Yu
淳于劍寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Ling Shun Yu (淳于劍寧), a licensed former licensee with CE reference AAE267. This person has 13.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-25 | 2017-02-28 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2009-01-21 | 2017-01-25 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2009-01-21 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-09-20 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-12 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kim Ling Shun Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.