Franklin Pak Wah Kam
金百華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Franklin Pak Wah Kam (金百華), a licensed former licensee with CE reference AAD811. This person has 20.5 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-05-12 | 2017-08-10 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
RO | Type 4 - Advising on securities | 2017-05-12 | 2017-08-10 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
RO | Type 9 - Asset management | 2017-05-12 | 2017-08-10 |
| Cape Asset Management Limited 海角資產管理有限公司 |
RO | Type 4 - Advising on securities | 2016-12-23 | 2024-03-07 |
| Cape Asset Management Limited 海角資產管理有限公司 |
RO | Type 9 - Asset management | 2016-12-23 | 2024-03-07 |
| Cape Asset Management Limited 海角資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-07-18 | 2016-12-23 |
| Cape Asset Management Limited 海角資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-07-18 | 2016-12-23 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-07-12 | 2011-05-04 |
| HSBC Securities (Asia) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-04-07 |
| HSBC Securities (Asia) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-09 |
| HSBC Securities (Asia) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-09 |
| HSBC Securities (Asia) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-12-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Franklin Pak Wah Kam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.