David Wing Sang Tse
謝永生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Wing Sang Tse (謝永生), a licensed former licensee with CE reference AAA999. This person has 0.6 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-21 | 2007-12-14 |
| Win Securities Limited 贏證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-21 | 2007-12-14 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2007-11-21 | 2007-12-14 |
| Win Securities Limited 贏證券有限公司 |
Rep | Type 7 - Providing automated trading services | 2007-11-21 | 2007-12-14 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-28 | 2005-06-13 |
| Win Securities Limited 贏證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-28 | 2005-06-13 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2005-04-28 | 2005-06-13 |
| Win Securities Limited 贏證券有限公司 |
Rep | Type 7 - Providing automated trading services | 2005-04-28 | 2005-06-13 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2003-08-25 | 2003-09-22 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-08-11 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-09 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-09 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-09 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Wing Sang Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Grace Kei Sze Chow | Win Securities Limited | 2005–2007 |
| Kit Mei Lai | Win Securities Limited | 2005–2007 |
| Wai Man Tse | Win Securities Limited | 2005–2007 |
| Siu Wai Lui | Win Securities Limited | 2005–2007 |
| Man Kwong Tang | Boom Securities (H.K.) Limited | 2005–2007 |
| Chi San Cheung | Win Securities Limited | 2005–2006 |
| Kin Lok Yu | Win Securities Limited | 2007 |
| Cheuk Ki Jacky Chan | Win Securities Limited | 2007 |
| Wan Chi Cheung | Win Securities Limited | 2006–2007 |
| Sharon Way On Fung | Win Securities Limited | 2005–2006 |
| Lo Sing Ho | Win Securities Limited | 2006 |
| Beverly Yu Ting Chow | Win Securities Limited | 2007 |
| Kenneth Pui Man Lau | CSC Securities (HK) Limited | 2003 |
| Sau Shing Wong | CSC Securities (HK) Limited | 2003 |
| Andrew Chi Kin Chiu | CSC Securities (HK) Limited | 2003 |
| Sung Yan Chan | CSC Securities (HK) Limited | 2003 |
| Wai Shan Chu | CSC Securities (HK) Limited | 2003 |
| Se-Fen Chou | CSC Securities (HK) Limited | 2003 |
| Fei Ha | CSC Securities (HK) Limited | 2003 |
| Shih-Ying Hsieh | CSC Securities (HK) Limited | 2003 |