FTAG Financial Limited

新中港金融投資有限公司
CE No. BNO308 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for FTAG Financial Limited (新中港金融投資有限公司), a Hong Kong-based licensed corporation with CE reference BNO308. Current licensed staff on file: 0 (total recorded over time: 5). Earliest licence on file: 2019-03-06.

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2022-07-06 2023-11-24
Type 4 - Advising on securities 2022-07-06 2023-11-24
Type 9 - Asset management 2019-03-06 2023-11-24

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (5)

Active on date
Name Activities First licensed To
Su Chin Yow RO 1, 4, 9 Rep 9 2021-07 2023-08
Xiaona Ma 馬曉娜 RO 1, 4, 9 2021-05 2023-06
Lili Huang 黃莉莉 Rep 9 2021-10 2023-01
Kwai Ming Hui 許癸明 RO 9 2019-03 2021-01
Shing Ho Wong 黃盛豪 RO 9 2019-03 2021-01
Showing 1–5 of 5

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