Su Chin Yow
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Su Chin Yow ( ), CE reference BOI909. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FTAG Financial Limited 新中港金融投資有限公司 |
RO | Type 1 — Dealing in securities | 2022-07-06 | 2023-08-14 |
| FTAG Financial Limited 新中港金融投資有限公司 |
RO | Type 4 — Advising on securities | 2022-07-06 | 2023-08-14 |
| FTAG Financial Limited 新中港金融投資有限公司 |
RO | Type 9 — Asset management | 2021-07-20 | 2023-08-14 |
| FTAG Financial Limited 新中港金融投資有限公司 |
Rep | Type 9 — Asset management | 2021-07-16 | 2021-07-20 |
| New Asia Ferrell Asset Management Limited 新亞洲富怡資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-07-29 | 2021-07-15 |
| New Asia Ferrell Asset Management Limited 新亞洲富怡資產管理有限公司 |
RO | Type 9 — Asset management | 2019-07-29 | 2021-07-15 |