Liquid Capital Securities Hong Kong Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liquid Capital Securities Hong Kong Limited, a Hong Kong-based licensed corporation with CE reference AUS651. Current licensed staff on file: 0 (total recorded over time: 4). Earliest licence on file: 2010-06-09.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2010-06-09 | 2011-04-20 |
| Type 2 - Dealing in futures contracts | 2010-06-09 | 2011-04-20 |
| Type 9 - Asset management | 2010-06-09 | 2011-08-31 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (4)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Jessica Lee Temple McCarroll | RO 1, 2, 9 | 2010-06 | 2011-06 |
| Geoffrey Simon Palmer | RO 1, 2, 9 | 2010-07 | 2011-06 |
| Lesley Ann Murray | RO 1, 2, 9 | 2010-06 | 2010-12 |
| Ka Hung Chan 陳家鴻 | RO 1, 2 | 2010-06 | 2010-07 |
Showing 1–4 of 4