Geoffrey Simon Palmer
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Geoffrey Simon Palmer, a licensed former licensee with CE reference ACC112. This person has 16.4 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lynx Investment Partners Limited | RO | Type 4 - Advising on securities | 2016-04-06 | 2019-12-09 |
| Lynx Investment Partners Limited | RO | Type 9 - Asset management | 2016-04-06 | 2021-06-24 |
| orientiert International Markets Limited | Rep | Type 9 - Asset management | 2015-02-13 | 2016-03-31 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-19 | 2015-01-30 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2012-12-19 | 2015-01-30 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 9 - Asset management | 2012-12-19 | 2015-01-30 |
| BGC Securities (Hong Kong) LLC | RO | Type 4 - Advising on securities | 2011-10-19 | 2012-12-13 |
| BGC Securities (Hong Kong) LLC | RO | Type 5 - Advising on futures contracts | 2011-10-19 | 2012-12-13 |
| BGC Securities (Hong Kong) LLC | RO | Type 9 - Asset management | 2011-10-19 | 2012-12-13 |
| Liquid Capital Securities Hong Kong Limited | RO | Type 1 - Dealing in securities | 2010-07-27 | 2011-03-30 |
| Liquid Capital Securities Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2010-07-27 | 2011-03-30 |
| Liquid Capital Securities Hong Kong Limited | RO | Type 9 - Asset management | 2010-07-27 | 2011-06-30 |
| Lynx Portfolio Limited | RO | Type 9 - Asset management | 2009-08-06 | 2009-10-15 |
| Lynx Portfolio Limited | Rep | Type 9 - Asset management | 2004-06-07 | 2009-08-06 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2003-11-10 | 2004-04-15 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-04-08 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-04-08 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-04-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Geoffrey Simon Palmer during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.