Lesley Ann Murray
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lesley Ann Murray ( ), a licensed former licensee with CE reference ADC028. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lynx Investment Partners Limited |
Rep | Type 9 — Asset management | 2016-12-07 | 2020-12-31 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 9 — Asset management | 2013-09-12 | 2013-12-09 |
| Liquid Capital Securities Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2010-06-09 | 2010-12-10 |
| Liquid Capital Securities Hong Kong Limited |
RO | Type 2 — Dealing in futures contracts | 2010-06-09 | 2010-12-10 |
| Liquid Capital Securities Hong Kong Limited |
RO | Type 9 — Asset management | 2010-06-09 | 2010-12-10 |
| Lynx Portfolio Limited |
RO | Type 9 — Asset management | present | 2009-10-15 |