Li (SFC:BWA588) Ma
馬莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li (SFC:BWA588) Ma (馬莉), CE reference BWA588. Currently licensed at 1 firm(s): Shanxi Securities International Asset Management Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-06-18 | present |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2025-06-18 | present |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-06-18 | present |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-03-11 | 2025-06-03 |
| Shanxi Securities International Futures Limited 山證國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-03-11 | 2025-06-03 |