Patrick Grob
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Grob ( ), a licensed former licensee with CE reference BVO393. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-02-20 | 2025-10-01 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2025-02-20 | 2025-10-01 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2025-02-20 | 2025-10-01 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2025-02-20 | 2025-10-01 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2025-02-20 | 2025-10-01 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-11-01 | 2024-11-06 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2024-11-01 | 2024-11-06 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2024-11-01 | 2024-11-06 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2024-11-01 | 2024-11-06 |