Daniel Paul Hess Jr
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Paul Hess Jr ( ), a licensed former licensee with CE reference BVK857. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-05-22 | 2025-05-28 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2025-05-22 | 2025-05-28 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2024-09-19 | 2025-02-28 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2024-09-19 | 2025-02-28 |