Jie Xie
謝洁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie Xie (謝洁), a licensed Responsible Officer with CE reference BUZ183. Currently licensed at 1 firm(s): BOCOM International (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 1.9 years of SFC licence history. Total licence records on file: 2.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2024-09-23 | present |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 6 - Advising on corporate finance | 2024-09-23 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jie Xie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.