Tao (SFC:BUX504) Yan
颜韬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao (SFC:BUX504) Yan (颜韬), CE reference BUX504. Currently licensed at 1 firm(s): KKR Capital Markets Asia Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KKR Capital Markets Asia Limited | Rep | Type 1 — Dealing in securities | 2025-08-28 | present |
| KKR Capital Markets Asia Limited | Rep | Type 4 — Advising on securities | 2025-08-28 | present |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-04-30 | 2025-07-04 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-04-30 | 2025-07-04 |
| FIL Investment Advisors | Rep | Type 4 — Advising on securities | 2024-04-30 | 2025-07-04 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-04-30 | 2025-07-04 |
| FIL Investment Advisors | Rep | Type 9 — Asset management | 2024-04-30 | 2025-07-04 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2024-04-30 | 2025-07-04 |