Ling Yin Tay
郑琳颖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ling Yin Tay (郑琳颖), a licensed former licensee with CE reference BUU925. This person has 0.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-09-05 | 2025-09-19 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2025-09-05 | 2025-09-19 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2025-09-05 | 2025-09-19 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2025-09-05 | 2025-09-19 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-04-12 | 2024-04-27 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2024-04-12 | 2024-04-27 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2024-04-12 | 2024-04-27 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2024-04-12 | 2024-04-27 |