Li (SFC:BUS720) Wang
王麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li (SFC:BUS720) Wang (王麗), CE reference BUS720. Currently licensed at 1 firm(s): RIME Capital Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RIME Capital Limited 霧凇資本有限公司 |
Rep | Type 1 — Dealing in securities | 2026-01-15 | present |
| RIME Capital Limited 霧凇資本有限公司 |
Rep | Type 9 — Asset management | 2026-01-15 | present |
| RIME Capital Limited 霧凇資本有限公司 |
Rep | Type 4 — Advising on securities | 2025-12-31 | present |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2025-03-18 | 2025-09-29 |
| Zeal Asset Management Limited 行健資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-04-24 | 2025-02-01 |
| Zeal Asset Management Limited 行健資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-04-24 | 2025-02-01 |