Yu-Chiao Liu
劉宇喬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu-Chiao Liu (劉宇喬), a licensed former licensee with CE reference BUM748. This person has 0.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2026-05-08 | 2026-05-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2025-11-21 | 2025-11-28 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-05-23 | 2025-06-02 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-02-14 | 2025-02-24 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-06-07 | 2024-06-17 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-05-24 | 2024-06-03 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-01-08 | 2024-01-15 |