Sang Uk Kim
金相旭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sang Uk Kim (金相旭), CE reference BUM187. Currently licensed at 1 firm(s): Point72 Hong Kong Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Point72 Hong Kong Limited | Rep | Type 9 — Asset management | 2026-03-02 | present |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2025-06-26 | 2026-01-30 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2025-05-23 | 2025-06-02 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2025-01-14 | 2025-01-20 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2024-12-04 | 2024-12-09 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2024-10-14 | 2024-10-21 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2024-08-16 | 2024-08-21 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2024-04-05 | 2024-04-15 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2024-01-08 | 2024-01-15 |