Li (SFC:BUK804) Tan
谭立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li (SFC:BUK804) Tan (谭立), a licensed former licensee with CE reference BUK804. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-12-13 | 2024-10-31 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2023-12-13 | 2024-10-31 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-12-13 | 2024-10-31 |