Joshua Thomas Guilliard
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joshua Thomas Guilliard, a licensed former licensee with CE reference BUF760. This person has 0.1 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2026-05-22 | 2026-05-28 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2026-05-22 | 2026-05-28 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-11-04 | 2025-11-08 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2025-11-04 | 2025-11-08 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-05-26 | 2025-05-29 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2025-05-26 | 2025-05-29 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-09-10 | 2024-09-13 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2024-09-10 | 2024-09-13 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2024-09-10 | 2024-09-13 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2024-09-10 | 2024-09-13 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-10-17 | 2023-10-20 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2023-10-17 | 2023-10-20 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2023-10-17 | 2023-10-20 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2023-10-17 | 2023-10-20 |