Joshua Thomas Guilliard
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joshua Thomas Guilliard ( ), a licensed former licensee with CE reference BUF760. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-11-04 | 2025-11-08 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2025-11-04 | 2025-11-08 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-05-26 | 2025-05-29 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2025-05-26 | 2025-05-29 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-09-10 | 2024-09-13 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2024-09-10 | 2024-09-13 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2024-09-10 | 2024-09-13 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2024-09-10 | 2024-09-13 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-10-17 | 2023-10-20 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2023-10-17 | 2023-10-20 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2023-10-17 | 2023-10-20 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2023-10-17 | 2023-10-20 |