Cathrine de Coninck-Lopez

CE No. BUF609 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cathrine de Coninck-Lopez (), a licensed former licensee with CE reference BUF609. Total licence records on file: 16.

Licence history

FirmRoleRegulated activityFromTo
HSBC Global Asset Management (Hong Kong) Limited Rep Type 1 - Dealing in securities 2026-01-16 2026-01-22
HSBC Investment Funds (Hong Kong) Limited Rep Type 1 - Dealing in securities 2026-01-16 2026-01-22
HSBC Global Asset Management (Hong Kong) Limited Rep Type 4 - Advising on securities 2026-01-16 2026-01-22
HSBC Investment Funds (Hong Kong) Limited Rep Type 4 - Advising on securities 2026-01-16 2026-01-22
HSBC Global Asset Management (Hong Kong) Limited Rep Type 1 - Dealing in securities 2025-05-16 2025-05-23
HSBC Investment Funds (Hong Kong) Limited Rep Type 1 - Dealing in securities 2025-05-16 2025-05-23
HSBC Global Asset Management (Hong Kong) Limited Rep Type 4 - Advising on securities 2025-05-16 2025-05-23
HSBC Investment Funds (Hong Kong) Limited Rep Type 4 - Advising on securities 2025-05-16 2025-05-23
HSBC Global Asset Management (Hong Kong) Limited Rep Type 1 - Dealing in securities 2024-04-05 2024-04-12
HSBC Investment Funds (Hong Kong) Limited Rep Type 1 - Dealing in securities 2024-04-05 2024-04-12
HSBC Global Asset Management (Hong Kong) Limited Rep Type 4 - Advising on securities 2024-04-05 2024-04-12
HSBC Investment Funds (Hong Kong) Limited Rep Type 4 - Advising on securities 2024-04-05 2024-04-12
HSBC Global Asset Management (Hong Kong) Limited Rep Type 1 - Dealing in securities 2023-11-09 2023-11-17
HSBC Investment Funds (Hong Kong) Limited Rep Type 1 - Dealing in securities 2023-11-09 2023-11-17
HSBC Global Asset Management (Hong Kong) Limited Rep Type 4 - Advising on securities 2023-11-09 2023-11-17
HSBC Investment Funds (Hong Kong) Limited Rep Type 4 - Advising on securities 2023-11-09 2023-11-17

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