Xinyu Cai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinyu Cai (蔡心語), a licensed Representative with CE reference BUF399. Currently licensed at 2 firm(s): JPMorgan Funds (Asia) Limited, JPMorgan Asset Management (Asia Pacific) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 2.7 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-12-18 | present |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2023-12-18 | present |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2023-12-18 | present |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2023-12-18 | present |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2023-12-18 | present |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-10-11 | 2023-10-19 |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-10-11 | 2023-10-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xinyu Cai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.