Yue (SFC:BTY659) Zha
查越
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue (SFC:BTY659) Zha (查越), a licensed former licensee with CE reference BTY659. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-08-18 | 2024-07-09 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2023-08-18 | 2024-07-09 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-08-18 | 2024-07-09 |