Prashant Pandey
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Prashant Pandey ( ), a licensed former licensee with CE reference BTY103. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Primas Asset Management Limited 博領資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-18 | 2024-02-02 |
| Primas Asset Management Limited 博領資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-07-18 | 2024-02-02 |
| Primas Asset Management Limited 博領資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-07-18 | 2024-02-02 |