Sung Wook Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sung Wook Kim ( ), a licensed former licensee with CE reference BTU210. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-05-30 | 2025-05-02 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2023-05-30 | 2025-05-02 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2023-05-30 | 2025-05-02 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2023-05-30 | 2025-05-02 |