Sihe Tian
田思和
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sihe Tian (田思和), a licensed former licensee with CE reference BTT749. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-05-29 | 2023-07-31 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-05-29 | 2023-07-31 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2023-05-29 | 2023-07-31 |