Xiyuan Liu
劉熙媛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiyuan Liu (劉熙媛), a licensed former licensee with CE reference BNO403. This person has 5.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-08-06 | 2026-07-15 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-08-06 | 2026-07-15 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-22 | 2025-07-05 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-09-22 | 2025-07-05 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-19 | 2020-02-27 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-19 | 2020-02-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiyuan Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.