William Brendan Mathews
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Brendan Mathews ( ), a licensed former licensee with CE reference BTQ929. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-04-14 | 2023-04-21 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2023-04-14 | 2023-04-21 |