Colleen Elizabeth Babbitt
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Colleen Elizabeth Babbitt ( ), a licensed former licensee with CE reference BTQ516. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-09-12 | 2025-09-20 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2025-09-12 | 2025-09-20 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-04-14 | 2023-04-21 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2023-04-14 | 2023-04-21 |