Katherine Kwok Ting Ng
吳幗婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katherine Kwok Ting Ng (吳幗婷), a licensed former licensee with CE reference BTM448. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-03-01 | 2024-01-05 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-03-01 | 2024-01-05 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2023-03-01 | 2024-01-05 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2023-03-01 | 2024-01-05 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2023-03-01 | 2024-01-05 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2023-03-01 | 2024-01-05 |