Yan Pui Lai
黎欣霈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Pui Lai (黎欣霈), a licensed Responsible Officer with CE reference BTH986. Currently licensed at 1 firm(s): 313 Capital Management Limited. Active regulated activities: Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 2 - Dealing in futures contracts | 2025-06-25 | present |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2025-06-25 | present |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 4 - Advising on securities | 2023-03-29 | present |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 9 - Asset management | 2023-03-29 | present |