Taiki Okada
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Taiki Okada, a licensed Representative with CE reference BTF635. Currently licensed at 1 firm(s): Millennium Capital Management (Hong Kong) Limited. Active regulated activities: Type 9 - Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2024-07-12 | present |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-01-19 | 2024-01-25 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-09-15 | 2023-09-22 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-05-29 | 2023-06-05 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2022-12-02 | 2022-12-08 |