Zhuoli Xie
謝卓立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhuoli Xie (謝卓立), CE reference BTF189. Currently licensed at 1 firm(s): CCB International Securities Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2026-01-21 | present |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2026-01-21 | present |
| Goldhorse Securities Limited 金馬證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-08-01 | 2025-10-03 |
| Goldhorse Securities Limited 金馬證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-08-01 | 2025-10-03 |
| China Ease Investment Limited 中國益祥資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-07-17 | 2024-11-19 |
| China Ease Investment Limited 中國益祥資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-07-15 | 2024-11-19 |
| Tiger Brokers (HK) Global Limited 老虎證券（香港）環球有限公司 |
Rep | Type 4 — Advising on securities | 2024-05-27 | 2024-07-13 |
| Tiger Brokers (HK) Global Limited 老虎證券（香港）環球有限公司 |
Rep | Type 1 — Dealing in securities | 2023-08-30 | 2024-07-13 |
| Tiger Brokers (HK) Global Limited 老虎證券（香港）環球有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-08-30 | 2024-07-13 |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-14 | 2023-08-18 |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-02-14 | 2023-08-18 |