Ka Wing Gladys Lau
劉嘉穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wing Gladys Lau (劉嘉穎), a licensed former licensee with CE reference BTB927. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2023-07-18 | 2025-10-21 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2022-10-13 | 2025-10-21 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2022-10-13 | 2025-10-21 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2022-10-13 | 2025-10-21 |