Dan (SFC:BTA037) Wang
王丹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dan (SFC:BTA037) Wang (王丹), a licensed Responsible Officer with CE reference BTA037. Currently licensed at 1 firm(s): Jasper Capital Hong Kong Limited . Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jasper Capital Hong Kong Limited |
RO | Type 4 - Advising on securities | 2026-05-28 | present |
| Jasper Capital Hong Kong Limited |
RO | Type 9 - Asset management | 2026-05-28 | present |
| Jasper Capital Hong Kong Limited |
Rep | Type 4 - Advising on securities | 2026-04-22 | 2026-05-28 |
| Jasper Capital Hong Kong Limited |
Rep | Type 9 - Asset management | 2026-04-22 | 2026-05-28 |
| FINE SECURITIES LIMITED | RO | Type 1 - Dealing in securities | 2025-09-23 | 2026-04-06 |
| FINE SECURITIES LIMITED | RO | Type 4 - Advising on securities | 2025-09-23 | 2026-04-06 |
| FINE SECURITIES LIMITED | RO | Type 9 - Asset management | 2025-09-23 | 2026-04-06 |
| FINE SECURITIES LIMITED | Rep | Type 4 - Advising on securities | 2025-07-23 | 2025-09-23 |
| FINE SECURITIES LIMITED | Rep | Type 9 - Asset management | 2025-07-23 | 2025-09-23 |
| Spectrum Finance Limited 光譜金融有限公司 |
RO | Type 4 - Advising on securities | 2023-09-22 | 2025-07-14 |
| Spectrum Finance Limited 光譜金融有限公司 |
RO | Type 9 - Asset management | 2023-09-22 | 2025-07-14 |
| Pando Finance Limited 潘渡有限公司 |
Rep | Type 1 - Dealing in securities | 2023-01-03 | 2023-05-28 |
| Pando Finance Limited 潘渡有限公司 |
Rep | Type 4 - Advising on securities | 2023-01-03 | 2023-05-28 |
| Pando Finance Limited 潘渡有限公司 |
Rep | Type 9 - Asset management | 2023-01-03 | 2023-05-28 |