Ho Lam Li
李皓霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Lam Li (李皓霖), a licensed former licensee with CE reference BSU834. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-14 | 2023-10-17 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-03 | 2023-10-17 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-03-03 | 2023-10-17 |
| Vontobel Limited 瑞萬通博有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-01 | 2022-11-16 |
| Vontobel Limited 瑞萬通博有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-08-01 | 2022-11-16 |