Min Shen
沈敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Min Shen (沈敏), a licensed Representative with CE reference BSS531. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2025-06-03 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2025-06-03 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2025-06-03 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2023-02-01 | 2025-03-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2023-02-01 | 2025-03-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-05 | 2025-03-27 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2022-07-05 | 2023-02-01 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2022-07-05 | 2025-03-27 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2022-07-05 | 2023-02-01 |