Yi Wen
文奕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Wen (文奕), CE reference BSQ986. Currently licensed at 2 firm(s): BOCOM International Securities Limited, BOCOM International (Asia) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-04-25 | present |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-04-25 | present |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-04-25 | present |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-14 | 2025-04-03 |