Yan (SFC:BSI122) Liu
刘艳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:BSI122) Liu (刘艳), a licensed former licensee with CE reference BSI122. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-05-27 | 2024-04-30 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-05-27 | 2024-04-30 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-05-27 | 2024-04-30 |