Shuo (SFC:BSG472) Yang
楊碩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuo (SFC:BSG472) Yang (楊碩), CE reference BSG472. Currently licensed at 2 firm(s): China International Capital Corporation Hong Kong Asset Management Limited, China International Capital Corporation Hong Kong Securities Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-04-30 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-11 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-10-11 | present |
| AXA Investment Managers Chorus Limited | Rep | Type 4 — Advising on securities | 2022-03-28 | 2022-05-11 |
| AXA Investment Managers Chorus Limited | Rep | Type 5 — Advising on futures contracts | 2022-03-28 | 2022-05-11 |
| AXA Investment Managers Chorus Limited | Rep | Type 9 — Asset management | 2022-03-28 | 2022-05-11 |