Yun (SFC:BSE125) Deng
鄧韵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun (SFC:BSE125) Deng (鄧韵), CE reference BSE125. Currently licensed at 1 firm(s): HSBC Securities Brokers (Asia) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-01-11 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-02-23 | 2022-12-02 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-02-23 | 2022-12-02 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-02-23 | 2022-12-02 |