Jian (SFC:BRW529) Du
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jian (SFC:BRW529) Du ( ), a licensed former licensee with CE reference BRW529. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2021-11-17 | 2024-07-31 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-17 | 2024-07-31 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-11-17 | 2024-07-31 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 7 - Providing automated trading services | 2021-11-17 | 2024-07-31 |