Junbo (SFC:BRV830) Wang
王峻波
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Junbo (SFC:BRV830) Wang (王峻波), a licensed Responsible Officer with CE reference BRV830. Currently licensed at 2 firm(s): TFI Securities and Futures Limited, TFI Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 1 - Dealing in securities | 2022-03-21 | present |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-11-05 | present |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-11-05 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-05 | 2022-03-21 |