Pui Ka Law
羅珮嘉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Ka Law (羅珮嘉), CE reference BRP659. Currently licensed at 1 firm(s): BNP Paribas Securities (Asia) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-03 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-02-03 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-01 | 2023-01-11 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-09-01 | 2023-01-11 |