Yang Liu
刘洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang Liu (刘洋), a licensed Representative with CE reference BRO854. Currently licensed at 1 firm(s): Goldman Sachs (Asia) L.L.C.. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 4.7 years of SFC licence history. Total licence records on file: 4.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2022-02-15 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2022-02-15 | present |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-17 | 2021-12-08 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-08-17 | 2021-12-08 |