James Patrick Mc Carroll
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Patrick Mc Carroll ( ), a licensed former licensee with CE reference BRN941. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2021-07-29 | 2024-04-18 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-29 | 2024-04-18 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-07-29 | 2024-04-18 |