Jian Rong Wai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jian Rong Wai ( ), a licensed former licensee with CE reference BRM660. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2021-08-03 | 2023-11-15 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2021-08-03 | 2023-11-15 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2021-08-03 | 2023-11-15 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2021-08-03 | 2023-11-15 |