Shaojin Li
李少金
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaojin Li (李少金), CE reference BRJ336. Currently licensed at 1 firm(s): BOCOM International Securities Limited. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-08-08 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-30 | 2023-07-14 |