Nan (SFC:BRI765) Zhou
周南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nan (SFC:BRI765) Zhou (周南), CE reference BRI765. Currently licensed at 1 firm(s): Marshall Wace Asia Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marshall Wace Asia Limited | Rep | Type 9 — Asset management | 2024-05-17 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2021-10-18 | 2024-03-07 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2021-10-18 | 2024-03-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2021-07-12 | 2021-08-26 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2021-07-12 | 2021-08-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2021-07-12 | 2021-08-26 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2021-07-12 | 2021-08-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2021-07-12 | 2021-08-26 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2021-07-12 | 2021-08-26 |